Alex Dixon

Global Head of Client Onboarding, Transitions & Reviews
UBS

Alex is the Global Head of Client Onboarding, Transitions & Reviews for the Investment Bank, as well as overseeing Client Onboarding for Wealth Management in the Americas. In this context he has been given responsibility for regulatory compliance of new regulations over the past few years for both the existing and new client bases as successive versions of Dodd Frank, EMIR and FATCA have rolled out. Prior to joining UBS, Alex has worked in similar roles at Credit Suisse, JP Morgan and Morgan Stanley, following a 7 year career at Andersen Consulting. He has a Bachelors in Materials Science & Engineering from Lehigh University

Check out the incredible speaker line-up to see who will be joining Alex.

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Data Governance, Strategy & Execution

Monday, July 3rd, 2017

12:35 Panel Discussion: Overcoming The Challenges of Client Data Issues

o Examining the cost of failureand compliance KYC within the organization

o Making a renewed emphasis onclient data, KYC and client onboarding

o Assessing the importance of KYCand the various processes around gathering evidences

o Preparing the reference datateam for being tasked with the responsibility for legal docs

16:30 Interactive Roundtable Discussions:

Since the earlier part of the day was jam-packed with detailed presentations and thought-provoking panel discussions, here’s your opportunity to be part of the discussion! Sit with many of the day’s speakers to ask questions about their presentations, share your thoughts, and dive deeper into your challenges. Additional roundtable topics not yet discussed in the earlier sessions are available too. You pick which roundtables to partake in – choose the ones relevant to your most pressing initiatives and send your team mates to others to cover full ground. Each Roundtable discussion lasts 20 minutes – choose 3!
1. Strategies For Managing Data Quality Remediation
Daniel Maury, Group Finance Data Program, Managing Director, UBS
2. How To Keep Data Governance Alive?
Daphne Guerci, Senior Director, Data Management, Caisse de dépôt et placement du Québec
3. Moving From Tactical Data Governance To Strategic Data Governance
Michael Miller, Global Finance Information Architect, Global Finance IT, HSBC
4. Implementing The Process For Applying Data Quality
Bruno Giordano, Vice President - Data Governance Systems, Brown Brothers Harriman
5. Overcoming The Challenges of Client Data Issues
Alex Dixon, Global Head of Client Onboarding, Transitions & Reviews, UBS
6. Emerging Tools To Drive Data Governance Forward
Ashok Kumar, SVP of Business Data Management, Citi
7. Walk The Talk – Operationalizing KYC & Client Data Governance Initiatives
Dan Shannon, Director, Solutions Engineering, Trillium Software, A Harte Hanks Company
8. Managing Reference Data Services For The New CDO
Preetham Kamesh, Head of Data Management Services, Business Unit, IGATE Corporation